-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hk2Qd1O29Y/cVjKAtX3LDbWARlxHTr9g2gQjbOPvqi1cq6P/GFxKw3r2qzqMas/P fDNjx70l/dOEf13fXhfdgg== 0001011438-98-000025.txt : 19980218 0001011438-98-000025.hdr.sgml : 19980218 ACCESSION NUMBER: 0001011438-98-000025 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY MARKETING INC CENTRAL INDEX KEY: 0000911151 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 133534145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49211 FILM NUMBER: 98543312 BUSINESS ADDRESS: STREET 1: 131 S RODEO DR CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 3108874300 MAIL ADDRESS: STREET 1: 131 SOUTH RODEO DRIVE CITY: BEVERLY HILLS STATE: CA ZIP: 90212 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROBECK STEPHEN P CENTRAL INDEX KEY: 0000938367 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O EQUITY MARKETING INC CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 3108874135 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* EQUITY MARKETING, INC. ---------------------------------------- (Name of Issuer) COMMON STOCK, $.001 PAR VALUE ----------------------------------------- (Title of Class of Securities) 294724 10 9 (CUSIP NUMBER) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior coverage page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). Page 1 of 6 Pages CUSIP No. 294724 10 9 13G Page 2 of 6 Pages
1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Stephen P. Robeck** 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America 5 SOLE VOTING POWER NUMBER OF 1,358,750 shares** SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 1,358,750 shares** 8 SHARED DISPOSITIVE POWER 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,358,750 shares** 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) [ ] EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 22.7% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT! ** Stephen Robeck transferred record ownership of 1,353,750 shares to the Robeck 1997 Trust. Mr. Robeck and his wife are co- trustees of the Robeck 1997 Trust and have sole voting power and disposition power over such shares. Page 2 of 6 Pages ITEM 1. (A) NAME OF ISSUER. Equity Marketing, Inc. (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. 131 South Rodeo Drive Beverly Hills, California 90212 ITEM 2. (A) NAME OF PERSON FILING. Stephen P. Robeck (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE. Principal Business Office: 131 South Rodeo Drive Beverly Hills, California 90212 (C) CITIZENSHIP. United States of America (D) TITLE OF CLASS OF SECURITIES. Common Stock, par value $0.001 per share (E) CUSIP NUMBER. 294724 10 9 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: Not Applicable Page 3 of 6 Pages ITEM 4. OWNERSHIP. (A) AMOUNT BENEFICIALLY OWNED. 1,358,750* (B) PERCENT OF CLASS. 22.7% (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE. 1,358,750* (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE. None (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF. 1,358,750* (IV) SHARE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: None * Stephen Robeck transferred record ownership of 1,353,750 shares to the Robeck 1997 Trust. Mr. Robeck and his wife are co-trustees of the Robeck 1997 Trust and have sole voting power and disposition power over such shares. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable Page 4 of 6 Pages ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. In 1997, Stephen Robeck transferred record ownership of 1,353,750 of the shares reported herein to the Robeck 1997 Trust. Mr. Robeck and his wife are co-trustees of the Robeck 1997 Trust and have sole voting power and disposition power over such shares. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. Not Applicable Page 5 of 6 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1998 --------------------- (Date) /S/ Stephen P. Robeck --------------------- (Signature) Stephen P. Robeck -------------------- (Name/Title) Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----